securities regulation Archives - ΎΕΙ« /topics/securities-regulation/ ΎΕΙ« delivers the latest business news for the Property/Casualty insurance industry Tue, 10 Jun 2025 15:23:38 +0000 en-US hourly 1 https://wordpress.org/?v=6.9.4 /app/uploads/2015/12/cropped-insurancejournal-32x32.jpg securities regulation Archives - ΎΕΙ« /topics/securities-regulation/ 32 32 States Recover $19 Million in Commission Overcharges From Brokers /news/national/2025/06/10/826907.htm Tue, 10 Jun 2025 12:09:23 +0000 /?p=826907 Securities Broker Robinhood’s Fight Against Fiduciary Rule Before Massachusetts Court /news/east/2023/05/03/719106.htm Wed, 03 May 2023 13:04:21 +0000 /?p=719106 Judge Invalidates Massachusetts Investment Advisor Rule in Win for Robinhood /news/east/2022/04/01/660949.htm Fri, 01 Apr 2022 14:55:57 +0000 /?p=660949 SEC Eyes Clawbacks of Executives’ Pay in Cases of Misconduct /news/national/2021/10/25/638787.htm Mon, 25 Oct 2021 12:21:28 +0000 /?p=638787 JPMorgan to Pay $15.7M to Settle Spoofing Class Action /news/national/2021/09/24/633679.htm Fri, 24 Sep 2021 12:13:30 +0000 /?p=633679 Securities Regulators Join Global Network to Explore SPACs /news/international/2021/09/01/629690.htm Wed, 01 Sep 2021 12:14:48 +0000 /?p=629690 Securities Regulators Back International Climate Risk Disclosure Body /news/international/2021/02/11/600923.htm Thu, 11 Feb 2021 13:53:45 +0000 /?p=600923 Regulators Look to State Laws as Republicans Move to Change Dodd-Frank /news/national/2016/11/17/432488.htm Thu, 17 Nov 2016 13:52:06 +0000 /?p=432488 House Pushes for More Economic Analysis of Securities Rules /news/national/2013/05/20/292610.htm Mon, 20 May 2013 12:50:47 +0000 /?p=292610 SEC Weighs Exempting Insurance Companies from Volcker Rule /news/national/2012/03/07/238500.htm Wed, 07 Mar 2012 13:19:30 +0000 /?p=238500