Five large brokerage firms must reimburse customers $19 million as the result of a nationwide crackdown by state securities regulators...
securities regulation News
Massachusetts’ highest court on Wednesday will consider whether to revive a state fiduciary duty rule that was central to an...
A Massachusetts judge on Wednesday dealt state securities regulators a major setback in their enforcement action against online brokerage Robinhood...
The new Democratic leadership of the U.S. securities watchdog has a message for Corporate America’s highly paid executives: if your...
JPMorgan Chase & Co. agreed to pay $15.7 million in cash to settle a class action lawsuit by investors who...
Global regulators are teaming up to explore how to regulate blank check company listings after the vehicles earlier this year...
Global market regulators have thrown their weight behind plans for a new international standards body for company disclosures on climate...
State securities regulators said they may have to rely more heavily on local laws to police banks and finance companies...
A divided U.S. House of Representatives on Friday passed a Republican-sponsored bill that would force federal securities regulators to conduct...
The top U.S. securities regulator said on Tuesday her agency is exploring whether insurance companies can qualify for a coveted...