A federal appeals court on Monday revived a former JPMorgan Chase & Co. private banker’s whistleblower lawsuit accusing the bank...
Sarbanes Oxley News
U.S. Attorney General Eric Holder last Wednesday called for Congress to take steps to help prosecutors build criminal cases against...
U.S. Supreme Court justices on Tuesday signaled they may have some difficulty deciding whether employees at private firms that contract...
In a case involving whistleblowers at Fidelity Investments, the U.S. Supreme Court on Monday agreed to consider whether mutual fund...
When Peregrine Financial collapsed earlier this month, a nagging question resurfaced. As in the implosion of Lehman Brothers, the fall...
Corporations’ internal control over financial reporting has “significantly or moderately improved” in the 10 years since the Sarbanes-Oxley Act (SOX)...
Any U.S. corporate executives who think they can use the Jobs Act’s relaxed rules for public listing to cut corners...
A U.S. law protecting whistleblowers at publicly traded companies does not cover employees of mutual funds, a federal appeals court...
Whistleblower protections in a federal accounting law do not cover leaks to the media, a U.S. appeals court has ruled,...
Accountants at the U.S. securities regulator are recommending that medium-size public companies should not be exempted from a key auditing...