FINRA Archives - ΎΕΙ« /topics/finra/ ΎΕΙ« delivers the latest business news for the Property/Casualty insurance industry Tue, 21 May 2013 14:43:23 +0000 en-US hourly 1 https://wordpress.org/?v=6.9.4 /app/uploads/2015/12/cropped-insurancejournal-32x32.jpg FINRA Archives - ΎΕΙ« /topics/finra/ 32 32 Brokerage Firm Fined $9M for Email Violations, Misstatements /news/national/2013/05/21/292782.htm Tue, 21 May 2013 14:43:23 +0000 /?p=292782 Schwab Temporarily Drops Client Class Action Waiver /news/national/2013/05/17/292423.htm Fri, 17 May 2013 13:14:42 +0000 /?p=292423 Ex-Merrill Broker, Deutsche Bank to Pay Investor $11 Million /news/national/2013/04/08/287474.htm Mon, 08 Apr 2013 13:38:05 +0000 /?p=287474 Brokerage’s Strategy Could Redefine ‘Customer’ in Securities Arbitration Cases /news/national/2012/03/21/240402.htm Thu, 22 Mar 2012 02:41:46 +0000 /?p=240402 Supreme Court Won’t Hear FINRA Immunity Case /news/national/2012/01/18/231466.htm Wed, 18 Jan 2012 13:46:44 +0000 /?p=231466